Filling In The Blanks Gets Chase Stockbroker Fined and Suspended

For the purpose of proposing a settlement of rule violations alleged by the Financial Industry Regulatory Authority (?FINRA?), without admitting or denying the findings, prior to a regulatory hearing, and without an adjudication of any issue, Gregory Peter Hahn submitted a Letter of Acceptance, Waiver and Consent (?AWC?), which FINRA accepted. In the Matter of Gregory Peter Hahn, Respondent (AWC 2012030971101, March 12, 2013).